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Investment Adviser Firm Summary
CAVANAL HILL INVESTMENT MANAGEMENT, INC. ( CRD # 110774/SEC#:801-60138 )
AXIA INVESTMENT MANAGEMENT, INC., INVESTMENT CONCEPTS, INC., CAVANAL HILL INVESTMENT MANAGEMENT, INC., BOK INVESTMENT ADVISERS, INC., AXIA INVESTMENT MANAGMENT, INC.
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved4/19/2001
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama6/27/2008
Alaska1/22/2015
Arizona6/8/2006
Arkansas6/12/2006
California6/8/2006
Colorado6/8/2006
Connecticut6/8/2006
Delaware6/12/2006
District of Columbia6/8/2006
Florida6/9/2006
Georgia6/8/2006
Hawaii1/22/2015
Idaho6/26/2007
Illinois6/8/2006
Indiana1/22/2015
Iowa1/22/2015
Kansas6/8/2006
Kentucky1/22/2015
Louisiana6/8/2006
Maine1/22/2015
Maryland6/8/2006
Massachusetts6/8/2006
Michigan6/8/2006
Minnesota1/22/2015
Mississippi7/18/2008
Missouri6/8/2006
Montana1/22/2015
Nebraska1/22/2015
Nevada1/22/2015
New Hampshire6/8/2006
New Jersey6/1/2006
New Mexico6/8/2006
New York6/8/2006
North Carolina6/8/2006
North Dakota1/22/2015
Ohio6/8/2006
Oklahoma4/19/2001
Oregon1/22/2015
Pennsylvania6/8/2006
Puerto Rico1/22/2015
Rhode Island1/22/2015
South Carolina7/18/2008
South Dakota1/22/2015
Tennessee6/9/2006
Texas4/7/2005
Utah6/8/2006
Vermont6/8/2006
Virgin Islands1/22/2015
Virginia6/8/2006
Washington8/9/2006
West Virginia1/22/2015
Wisconsin1/22/2015
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.