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Investment Adviser Firm Summary
MORGAN STANLEY INVESTMENT MANAGEMENT INC. ( CRD # 110353/SEC#:801-15757 )
AFFINITY, VAN KAMPEN, MORGAN STANLEY INVESTMENT MANAGEMENT INC., MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT INC., MORGAN STANLEY ASSET MANAGEMENT…

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved1/28/1981
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama2/12/1992
Alaska7/17/1991
Arizona8/8/1994
Arkansas2/19/1992
California8/19/1981
Colorado4/3/2000
Connecticut9/11/1997
Delaware6/30/2003
District of Columbia12/1/1993
Florida4/22/1981
Georgia2/2/2007
Hawaii2/5/1992
Idaho1/1/1992
Illinois5/20/1981
Indiana8/6/2001
Iowa2/5/2007
Kansas12/31/1991
Kentucky1/3/1992
Louisiana10/11/2001
Maine11/8/1991
Maryland1/1/1992
Massachusetts4/14/1994
Michigan4/17/2001
Minnesota2/23/1987
Mississippi10/27/1997
Missouri9/16/1991
Montana10/23/1991
Nebraska2/2/2007
Nevada9/8/1991
New Hampshire4/21/1981
New Jersey3/5/1981
New Mexico8/21/1991
New York7/18/1986
North Carolina4/17/2001
North Dakota2/2/2007
Ohio8/8/2000
Oklahoma1/1/1998
Oregon5/15/1991
Pennsylvania11/16/1981
Puerto Rico5/17/1993
Rhode Island1/1/1993
South Carolina10/8/1991
South Dakota8/22/1991
Tennessee1/1/1998
Texas8/16/1983
Utah12/5/1991
Vermont12/22/1994
Virginia5/2/1988
Washington10/5/1991
West Virginia8/21/1989
Wisconsin2/2/2007
Wyoming3/30/2020
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.