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Investment Adviser Firm Summary
BROWN ADVISORY ( CRD # 110181/SEC#:801-38826 )
BEATY HAYNES & ASSOCIATES, INC., BROWN ADVISORY LLC, BROWN ADVISORY, BEATY HAYNES LLC, BEATY HAYNES & PATTERSON INC
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved6/7/1991
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama3/16/2012
Arizona3/16/2012
California3/27/2003
Colorado3/16/2012
Connecticut3/16/2012
Delaware3/16/2012
District of Columbia1/15/1994
Florida9/25/1996
Georgia3/16/2012
Hawaii3/28/2024
Idaho3/31/2017
Illinois3/19/2012
Indiana3/29/2019
Kentucky3/31/2017
Louisiana3/16/2012
Maine3/16/2012
Maryland10/3/1991
Massachusetts3/31/2011
Michigan3/16/2012
Minnesota3/16/2012
Missouri3/16/2012
Montana12/9/2021
Nevada3/16/2012
New Hampshire3/30/2015
New Jersey4/18/2012
New Mexico3/30/2015
New York1/20/2004
North Carolina3/16/2012
Ohio3/16/2012
Oklahoma3/30/2023
Oregon3/29/2019
Pennsylvania3/16/2012
Rhode Island3/16/2012
South Carolina3/16/2012
South Dakota3/27/2025
Tennessee3/16/2012
Texas1/1/1999
Utah3/16/2012
Vermont1/3/2005
Virginia9/20/1996
Washington3/16/2012
West Virginia3/16/2012
Wisconsin3/16/2012
Wyoming3/29/2019
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.