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Investment Adviser Firm Summary
PRINCIPAL REAL ESTATE ( CRD # 109008/SEC#:801-55618 )
PRINCIPAL ASSET MANAGEMENT, PRINCIPAL REAL ESTATE INVESTORS, LLC, PRINCIPAL REAL ESTATE INVESTORS LLC, PRINCIPAL REAL ESTATE, PRINCIPAL GLOBAL INVESTORS, LLC…
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved11/4/1999
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama2/8/2006
Alaska2/10/2006
Arizona2/8/2006
Arkansas2/10/2006
California3/31/2005
Colorado2/8/2006
Connecticut2/8/2006
Delaware2/16/2006
District of Columbia2/8/2006
Florida4/1/2005
Georgia2/8/2006
Hawaii2/8/2006
Idaho2/8/2006
Illinois6/6/2005
Indiana2/8/2006
Iowa3/31/2005
Kansas2/8/2006
Kentucky2/8/2006
Louisiana2/8/2006
Maine2/8/2006
Maryland2/8/2006
Massachusetts2/8/2006
Michigan2/8/2006
Minnesota4/12/2005
Mississippi2/8/2006
Missouri2/8/2006
Montana2/8/2006
Nebraska2/8/2006
Nevada2/8/2006
New Hampshire2/8/2006
New Jersey4/18/2005
New Mexico2/8/2006
New York3/31/2005
North Carolina2/8/2006
North Dakota2/8/2006
Ohio3/31/2005
Oklahoma2/8/2006
Oregon2/8/2006
Pennsylvania3/31/2005
Puerto Rico10/10/2022
Rhode Island2/8/2006
South Carolina2/8/2006
South Dakota2/9/2006
Tennessee2/9/2006
Texas3/31/2005
Utah2/8/2006
Vermont2/8/2006
Virginia5/10/2022
Washington2/8/2006
West Virginia2/8/2006
Wisconsin2/8/2006
Wyoming3/29/2018
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.