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Investment Adviser Firm Summary
MISSIONSQUARE RETIREMENT ( CRD # 108783/SEC#:801-18273 )
ICMA RETIREMENT CORP, MISSIONSQUARE RETIREMENT, INTERNATIONAL CITY MGMT ASSOCIATION RETIREMEN, INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION, ICMA-RC…
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved1/19/1983
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama1/15/2002
Alaska1/18/2002
Arizona1/15/2002
Arkansas1/16/2002
California11/3/1992
Colorado1/14/2002
Connecticut1/15/2002
Delaware8/11/2003
District of Columbia1/16/2002
Florida1/16/2002
Georgia8/2/1993
Hawaii11/1/2005
Idaho1/15/2002
Illinois1/22/2002
Indiana1/15/2002
Iowa1/23/2002
Kansas1/15/2002
Kentucky1/15/2002
Louisiana1/15/2002
Maine1/15/2002
Maryland8/23/1993
Massachusetts1/8/2002
Michigan1/15/2002
Minnesota1/30/2002
Mississippi1/15/2002
Missouri1/15/2002
Montana1/15/2002
Nebraska1/15/2002
Nevada1/15/2002
New Hampshire1/15/2002
New Jersey3/11/2002
New Mexico2/19/2002
New York3/29/2002
North Carolina1/15/2002
North Dakota1/15/2002
Ohio1/15/2002
Oklahoma2/15/2002
Oregon1/15/2002
Pennsylvania1/15/2002
Puerto Rico10/4/2024
Rhode Island1/15/2002
South Carolina3/4/2002
South Dakota1/16/2002
Tennessee1/16/2002
Texas1/17/2002
Utah1/16/2002
Vermont1/15/2002
Virginia1/15/2002
Washington1/8/2002
West Virginia1/22/2002
Wisconsin1/15/2002
Wyoming3/29/2018
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.