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Investment Adviser Firm Summary
EARNEST PARTNERS, LLC ( CRD # 107926/SEC#:801-56189 )
EARNEST PARTNERS LLC, EARNEST PARTNERS, LLC

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved1/12/1999
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama3/30/2004
Alaska4/2/2004
Arizona3/30/2004
Arkansas4/1/2004
California3/30/2004
Colorado3/30/2004
Connecticut3/30/2004
Delaware4/28/2004
District of Columbia3/30/2004
Florida3/31/2004
Georgia2/24/1999
Hawaii3/30/2004
Idaho3/30/2004
Illinois5/25/2004
Indiana2/28/2001
Iowa4/5/2004
Kansas3/30/2004
Kentucky3/30/2004
Louisiana3/30/2004
Maine3/30/2004
Maryland3/30/2004
Massachusetts3/30/2004
Michigan3/30/2004
Minnesota4/13/2004
Mississippi3/30/2004
Missouri3/30/2004
Montana3/30/2004
Nebraska3/30/2004
Nevada3/30/2004
New Hampshire3/30/2004
New Jersey4/28/2004
New Mexico3/30/2004
New York3/30/2004
North Carolina3/30/2004
North Dakota3/30/2004
Ohio3/30/2004
Oklahoma3/30/2004
Oregon3/30/2004
Pennsylvania3/30/2004
Puerto Rico3/30/2004
Rhode Island3/30/2004
South Carolina3/30/2004
South Dakota4/6/2004
Tennessee3/31/2004
Texas2/1/2002
Utah3/30/2004
Vermont3/30/2004
Virgin Islands3/30/2022
Virginia3/30/2004
Washington3/30/2004
West Virginia3/30/2004
Wisconsin3/30/2004
Wyoming3/30/2022
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.