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Investment Adviser Firm Summary
GOLDMAN SACHS ASSET MANAGEMENT, L.P. ( CRD # 107738/SEC#:801-37591 )
GOLDMAN SACHS ASSET MANAGEMENT, L.P., GOLDMAN SACHS FUNDS MANAGEMENT LP

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved10/25/1990
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama2/24/2021
Alaska2/24/2021
Arizona2/24/2021
Arkansas2/24/2021
California2/24/2021
Colorado2/24/2021
Connecticut2/24/2021
Delaware2/24/2021
District of Columbia2/24/2021
Florida2/24/2021
Georgia2/24/2021
Hawaii2/24/2021
Idaho2/24/2021
Illinois2/24/2021
Indiana2/24/2021
Iowa2/24/2021
Kansas2/24/2021
Kentucky2/24/2021
Louisiana2/24/2021
Maine2/24/2021
Maryland2/24/2021
Massachusetts2/24/2021
Michigan2/24/2021
Minnesota2/24/2021
Mississippi2/24/2021
Missouri2/24/2021
Montana2/24/2021
Nebraska2/24/2021
Nevada2/24/2021
New Hampshire2/24/2021
New Jersey3/4/2021
New Mexico2/24/2021
New York2/24/2021
North Carolina2/24/2021
North Dakota2/24/2021
Ohio2/24/2021
Oklahoma2/24/2021
Oregon2/24/2021
Pennsylvania2/24/2021
Puerto Rico2/24/2021
Rhode Island2/24/2021
South Carolina2/24/2021
South Dakota2/24/2021
Tennessee2/24/2021
Texas2/24/2021
Utah2/24/2021
Vermont2/24/2021
Virgin Islands2/24/2021
Virginia2/24/2021
Washington2/24/2021
West Virginia2/24/2021
Wisconsin2/24/2021
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.