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Investment Adviser Firm Summary
J.P. MORGAN INVESTMENT MANAGEMENT INC. ( CRD # 107038/SEC#:801-21011 )
J.P. MORGAN ASSET MANAGEMENT, MORGAN J P INVESTMENT MANAGEMENT INC, JPMORGAN FLEMING ASSET MANAGEMENT, JPMORGAN ASSET MANAGEMENT, J.P. MORGAN INVESTMENT MANAGEMENT INC.

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved4/4/1984
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama5/6/2002
Alaska4/5/2002
Arizona3/28/2002
Arkansas4/2/2002
California4/11/1988
Colorado3/28/2002
Connecticut10/12/1999
Delaware8/20/2003
District of Columbia3/28/2002
Florida2/1/2001
Georgia3/28/2002
Hawaii3/28/2002
Idaho3/28/2002
Illinois4/20/1999
Indiana3/28/2002
Iowa4/8/2002
Kansas3/28/2002
Kentucky3/28/2002
Louisiana3/28/2002
Maine3/28/2002
Maryland3/28/2002
Massachusetts3/30/2001
Michigan3/28/2002
Minnesota3/30/2001
Mississippi3/28/2002
Missouri5/14/1998
Montana3/28/2002
Nebraska3/28/2002
Nevada3/28/2002
New Hampshire3/29/2002
New Jersey5/23/2002
New Mexico3/28/2002
New York7/28/1997
North Carolina3/28/2002
North Dakota3/28/2002
Ohio3/28/2002
Oklahoma6/13/2001
Oregon3/28/2002
Pennsylvania3/28/2002
Puerto Rico3/28/2002
Rhode Island3/28/2002
South Carolina3/28/2002
South Dakota4/1/2002
Tennessee3/29/2002
Texas4/1/2002
Utah4/1/2002
Vermont3/28/2002
Virgin Islands3/30/2009
Virginia3/30/2001
Washington3/28/2002
West Virginia4/8/2002
Wisconsin3/28/2002
Wyoming3/30/2018
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.