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Investment Adviser Firm Summary
ONEDIGITAL ( CRD # 106766/SEC#:801-40622 )
(K)RPG, WESTMINSTER CONSULTING, WEALTHSOURCE, VERTICAL FINANCIAL, TRIAD FINANCIAL ADVISORS…
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved1/22/1992
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama3/27/2018
Alaska3/31/2020
Arizona2/13/2014
Arkansas2/13/2014
California1/2/2015
Colorado3/22/2012
Connecticut4/22/2019
Delaware3/31/2020
District of Columbia3/31/2020
Florida1/2/2015
Georgia2/19/2015
Hawaii10/12/2018
Idaho9/15/2017
Illinois5/9/2012
Indiana3/27/2018
Iowa8/9/2016
Kansas1/1/2015
Kentucky3/31/2020
Louisiana1/2/2015
Maine3/31/2020
Maryland10/12/2018
Massachusetts10/12/2018
Michigan5/19/2015
Minnesota12/4/2014
Mississippi3/31/2020
Missouri1/2/2015
Montana9/15/2017
Nebraska1/2/2015
Nevada9/15/2017
New Hampshire3/31/2020
New Jersey9/12/2018
New Mexico3/31/2020
New York9/15/2017
North Carolina9/15/2017
North Dakota1/2/2015
Ohio5/24/2016
Oklahoma5/19/2015
Oregon8/9/2016
Pennsylvania9/14/2018
Puerto Rico3/23/2017
Rhode Island3/31/2020
South Carolina2/3/2017
South Dakota9/15/2017
Tennessee3/27/2015
Texas1/2/2015
Utah8/25/2017
Vermont3/31/2020
Virgin Islands7/19/2024
Virginia1/2/2015
Washington1/2/2015
West Virginia3/31/2020
Wisconsin9/15/2017
Wyoming3/31/2020
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.