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Investment Adviser Firm Summary
FRED ALGER MANAGEMENT, LLC ( CRD # 106750/SEC#:801-6709 )
FRED ALGER MANAGEMENT, INC, FRED ALGER MANAGEMENT, LLC
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved7/15/1970
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama12/29/1999
Alaska11/26/1999
Arizona11/23/1999
Arkansas11/30/1999
California5/1/1986
Colorado12/2/1999
Connecticut1/4/1999
Delaware11/23/1999
District of Columbia12/9/1999
Florida12/21/1984
Georgia11/24/1999
Hawaii12/1/1999
Idaho11/23/1999
Illinois3/30/1984
Indiana2/9/2001
Iowa11/24/1999
Kansas4/28/1986
Kentucky4/14/1986
Louisiana10/5/2001
Maine12/6/1999
Maryland12/2/1999
Massachusetts1/1/1999
Michigan1/5/1998
Minnesota11/30/1999
Mississippi11/24/1999
Missouri1/1/1999
Montana11/24/1999
Nebraska1/7/2000
Nevada11/24/1999
New Hampshire4/28/1986
New Jersey1/20/1984
New Mexico12/13/1999
New York1/17/1972
North Carolina12/19/2000
North Dakota12/13/1999
Ohio12/22/1999
Oklahoma1/11/2000
Oregon12/20/1999
Pennsylvania6/13/1986
Puerto Rico12/10/1999
Rhode Island12/7/1999
South Carolina12/9/1999
South Dakota12/16/1999
Tennessee12/8/1999
Texas1/15/1987
Utah12/7/1999
Vermont12/2/1999
Virginia12/14/1999
Washington12/14/1999
West Virginia12/7/1999
Wisconsin12/9/1999
Wyoming3/26/2020
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.