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Investment Adviser Firm Summary
MENCH FINANCIAL INC ( CRD # 106689/SEC#:801-48232 )
MENCH FINANCIAL INC

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved1/17/1995
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama3/16/2015
Alaska3/26/2014
Arizona2/12/1996
California2/17/2005
Colorado2/17/2005
Connecticut1/31/2002
Florida11/7/2005
Georgia2/17/2005
Idaho2/17/2005
Illinois2/22/2005
Indiana1/31/2002
Iowa2/4/2002
Kansas2/17/2005
Kentucky2/7/2000
Maine3/16/2015
Maryland2/17/2005
Massachusetts1/31/2002
Michigan1/31/2002
Minnesota2/22/2005
Missouri3/26/2014
Montana3/16/2015
Nebraska2/17/2005
Nevada2/17/2005
New Jersey6/12/1995
New York2/17/2005
North Carolina3/16/2015
Ohio2/15/2000
Oregon1/26/2001
Pennsylvania3/23/2016
Rhode Island3/28/2018
South Carolina3/26/2014
South Dakota2/18/2005
Tennessee2/1/2002
Texas2/17/2005
Virginia2/17/2005
Washington2/17/2005
West Virginia3/26/2014
Wisconsin5/1/1995
Wyoming3/28/2018
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.