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Investment Adviser Firm Summary
PLANCORP, LLC ( CRD # 106599/SEC#:801-20398 )
PLANCORP HOLDINGS, INC., PLANCORP®, INC., PLANCORP, LLC, PLANCORP, INC., PLANCORP WEALTH MANAGEMENT…
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved1/14/1984
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Arizona3/30/2011
California3/26/2002
Colorado12/4/2009
Connecticut1/16/2019
District of Columbia7/18/2017
Florida1/25/2005
Illinois10/2/2001
Indiana3/28/2023
Iowa3/28/2023
Kansas11/29/2016
Kentucky3/28/2023
Louisiana3/23/2016
Maine1/16/2019
Maryland3/23/2016
Massachusetts3/26/2015
Minnesota3/28/2023
Mississippi2/2/2009
Missouri3/31/1987
Nebraska7/18/2017
New Hampshire3/27/2002
New Mexico3/23/2016
New York3/30/2011
North Carolina1/16/2019
Oregon6/13/2024
Pennsylvania3/28/2023
South Carolina3/23/2016
Tennessee4/3/2012
Texas3/27/2002
Virginia11/29/2016
Washington1/22/2008
Wisconsin3/28/2023
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.