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Investment Adviser Firm Summary
MORGAN DEMPSEY CAPITAL MANAGEMENT LLC ( CRD # 106288/SEC#:801-48064 )
MORGAN DEMPSEY CAPITAL MANAGEMENT LLC
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved12/19/1994
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Arizona3/28/2016
California3/28/2016
Colorado3/29/2022
Connecticut3/24/2023
District of Columbia3/24/2023
Florida3/28/2016
Illinois3/29/2022
Louisiana3/26/2018
Maryland3/29/2022
Massachusetts3/28/2016
Minnesota3/29/2022
Nevada3/27/2017
New Hampshire3/26/2018
New Jersey4/26/2018
New Mexico3/27/2017
New York4/5/2012
North Carolina3/25/2020
Oregon3/29/2022
Pennsylvania3/25/2020
Texas7/10/2008
Virginia3/29/2022
Washington3/27/2017
Wisconsin1/13/1995
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.