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Investment Adviser Firm Summary
VICTORY CAPITAL MANAGEMENT INC. ( CRD # 106189/SEC#:801-46878 )
CEMP, VICTORY SBSF CAPITAL MANAGEMENT, VICTORY NEWBRIDGE CAPITAL MANAGEMENT, VICTORY INCOME INVESTORS, VICTORY GRADISION CAPITAL MANAGEMENT…

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved5/10/1994
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama10/7/1992
Alaska8/17/1992
Arizona8/29/1994
Arkansas10/26/1994
California10/28/1994
Colorado1/1/1999
Connecticut9/15/1997
Delaware8/13/2003
District of Columbia2/28/2001
Florida9/17/1993
Georgia2/28/2001
Hawaii12/9/1997
Idaho11/29/1992
Illinois1/16/1998
Indiana2/28/2001
Iowa1/1/1999
Kansas2/28/2001
Kentucky8/20/1992
Louisiana2/28/2001
Maine1/1/1993
Maryland2/28/2001
Massachusetts2/28/2001
Michigan2/28/2001
Minnesota2/28/2001
Mississippi12/12/1997
Missouri1/21/1993
Nebraska9/2/1996
Nevada7/21/1992
New Hampshire12/1/2021
New Jersey2/28/2001
New York2/28/2001
North Carolina2/28/2001
Ohio2/28/2001
Oklahoma1/1/1998
Oregon2/28/2001
Pennsylvania12/15/1997
Rhode Island1/1/1997
South Carolina2/28/2001
Tennessee10/29/1992
Texas5/9/1995
Utah8/19/1992
Vermont3/28/2023
Virginia7/9/1992
Washington12/9/1992
Wisconsin1/1/1993
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.