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Investment Adviser Firm Summary
JOHN HANCOCK INVESTMENT MANAGEMENT LLC ( CRD # 105790/SEC#:801-8124 )
JOHN HANCOCK ADVISERS, INC, JOHN HANCOCK INVESTMENT MANAGEMENT, LLC, JOHN HANCOCK INVESTMENT MANAGEMENT LLC, JOHN HANCOCK ADVISERS, LLC
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved12/12/1971
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama11/2/2018
Alaska11/2/2018
Arizona11/2/2018
Arkansas11/2/2018
California11/2/2018
Colorado11/2/2018
Connecticut11/2/2018
Delaware11/2/2018
District of Columbia11/2/2018
Florida11/2/2018
Georgia11/2/2018
Hawaii11/2/2018
Idaho11/2/2018
Illinois11/7/2018
Indiana11/2/2018
Iowa11/2/2018
Kansas11/2/2018
Kentucky11/2/2018
Louisiana11/2/2018
Maine11/2/2018
Maryland11/2/2018
Massachusetts11/2/2018
Michigan11/2/2018
Minnesota11/2/2018
Mississippi11/2/2018
Missouri11/2/2018
Montana11/2/2018
Nebraska11/2/2018
Nevada11/2/2018
New Hampshire11/2/2018
New Jersey11/14/2018
New Mexico11/2/2018
New York11/2/2018
North Carolina11/2/2018
North Dakota11/2/2018
Ohio11/2/2018
Oklahoma11/2/2018
Oregon11/2/2018
Pennsylvania11/2/2018
Puerto Rico11/2/2018
Rhode Island11/2/2018
South Carolina11/2/2018
South Dakota11/2/2018
Tennessee11/2/2018
Texas11/2/2018
Utah11/2/2018
Vermont11/2/2018
Virgin Islands11/2/2018
Virginia11/2/2018
Washington11/2/2018
West Virginia11/2/2018
Wisconsin11/2/2018
Wyoming11/2/2018
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.