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Investment Adviser Firm Summary
SHAPIRO CAPITAL MANAGEMENT LLC ( CRD # 105581/SEC#:801-34275 )
SHAPIRO CAPITAL MANAGEMENT CO INC, SHAPIRO CAPITAL MANAGEMENT LLC
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved4/21/1989
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama9/7/1993
California8/2/1995
Colorado3/11/2003
Connecticut6/12/2009
Delaware3/21/2013
Florida7/9/1992
Georgia5/2/1989
Illinois3/28/2013
Indiana3/21/2013
Iowa2/7/2022
Louisiana3/21/2013
Maryland3/21/2013
Massachusetts3/21/2013
Michigan3/21/2013
New Hampshire3/21/2013
New Jersey4/9/2013
New Mexico4/30/2018
New York6/12/2009
North Carolina2/7/2022
Ohio3/21/2013
Pennsylvania6/12/2009
South Carolina3/11/2003
Tennessee3/21/2013
Texas5/3/1995
Virginia4/8/1992
Wyoming4/30/2018
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.