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Investment Adviser Firm Summary
DWS INVESTMENT MANAGEMENT AMERICAS, INC. ( CRD # 104518/SEC#:801-252 )
DEUTSCHE ASSET MANAGEMENT, ZURICH SCUDDER INVESTMENTS, INC., ZURICH SCUDDER INVESTMENTS, SCUDDER PRIVATE INVESTMENT COUNSEL, SCUDDER KEMPER INVESTMENTS, INC.…

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved11/1/1940
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama12/15/2000
Alaska3/29/2001
Arizona8/18/1994
Arkansas1/25/1974
California7/1/1985
Colorado1/1/1999
Connecticut9/10/1997
Delaware8/20/2003
District of Columbia1/13/1994
Florida9/5/1969
Georgia1/10/1989
Hawaii10/27/1998
Idaho5/13/1992
Illinois8/20/1985
Indiana11/8/2000
Iowa1/1/1999
Kansas9/23/1980
Kentucky9/4/1973
Louisiana10/18/2001
Maine1/1/1998
Maryland10/1/1990
Massachusetts1/17/2003
Michigan10/19/2000
Minnesota10/1/1973
Mississippi11/6/1997
Missouri12/31/1979
Montana2/10/1998
Nebraska6/20/2000
Nevada12/10/1990
New Hampshire7/1/1982
New Jersey1/1/1961
New Mexico2/3/1992
New York12/19/1973
North Carolina10/19/2000
North Dakota9/5/1974
Ohio7/8/1999
Oklahoma1/1/1998
Oregon7/29/1985
Pennsylvania8/16/1985
Puerto Rico7/23/1974
Rhode Island1/28/1994
South Carolina10/19/2000
South Dakota11/9/1998
Tennessee7/21/1971
Texas11/30/1998
Utah1/25/1995
Vermont1/24/1995
Virginia9/15/1997
Washington1/4/1973
West Virginia8/9/1974
Wisconsin1/25/1979
Wyoming3/29/2018
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.