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Detailed Report
ROBERT ANTHONY BARCELONA
Rob Barcelona
CRD#: 6303067
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Investment Adviser
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Previous Broker
FIDUCIARY FINANCIAL ADVISORSCRD#: 172103 124 FULTON ST. EAST
SUITE 200
GRAND RAPIDS, MI 49503
Registration History
2014201520162017201820192020202120222023202420252026IAFIDUCIARY FINANCIAL ADVISORS (CRD# 172103)2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2014 - 2019 (4 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - 2014 (<1 year)IAHB WEALTH MANAGEMENT, LLC (CRD# 305611)2019 - 2022 (3 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2015 - 2019 (4 years)
License(s)

State Registrations

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Michigan 6/28/2022
Current Registration(s)
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FIDUCIARY FINANCIAL ADVISORS (CRD#:172103)
124 FULTON ST. EAST SUITE 200, GRAND RAPIDS, MI 49503
Registered with this firm since 6/28/2022
Previous Registration(s)
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 09/21/2019 - 10/31/2022 HB WEALTH MANAGEMENT, LLC (CRD#:305611) GRAND RAPIDS, MI
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 01/20/2015 - 09/24/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GRAND RAPIDS, MI
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 11/25/2014 - 09/24/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GRAND RAPIDS, MI
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 03/18/2014 - 11/03/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) GRAND RAPIDS, MI
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.