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Investment Adviser Representative Summary

SY RICHARD LIPPMAN (CRD# 2899932)

The report summary provides an overview of the Investment Adviser Representative's professional background and conduct. The information contained in this report has been provided by the Investment Adviser Representative, investment adviser and/or securities firms, and/or securities regulators as part of the states' investment adviser registration and licensing process. The information contained in this report was last updated by the Investment Adviser Representative, a previous employing firm, or a securities regulator on 07/20/2016.

CURRENT EMPLOYERS

L & S ADVISORS, INC
IARD# 140923
12121 WILSHIRE BLVD
SUITE 1100
LOS ANGELES, CA  90025-1123
Registered with this firm since: 08/01/2008


QUALIFICATIONS


This Investment Adviser Representative is currently registered in 2 jurisdiction(s).

Is this Investment Adviser Representative currently suspended with any jurisdiction? No

Note: Not all jurisdictions require IAR registration or may have an exemption from registration.
Additional information including this individual's qualification examinations and professional designations is available in the Detailed Report.

REGISTRATION HISTORY


This Investment Adviser Representative was previously registered with the following Investment Adviser firms:

FIRM (IARD#) - LOCATION REGISTRATION DATES
FCA CORP (IARD# 110658) -  LOS ANGELES, CA
11/04/2005 - 07/06/2006
MERRILL LYNCH PIERCE FENNER & SMITH INC. (IARD# 7691) -  CENTURY CITY, CA
07/08/1997 - 11/04/2005
For additional registration and employment history details as reported by the individual, refer to the Registration and Employment History section of the Detailed Report.

DISCLOSURE INFORMATION


Disclosure events include certain criminal charges and convictions, formal investigations and disciplinary actions initiated by regulators, customer disputes and arbitrations, and financial disclosures such as bankruptcies and unpaid judgments or liens.
Are there events disclosed about this Investment Adviser Representative? No