IAPD - Investment Adviser Representative Summary

JOHN CARLOS SALAS (CRD# 2805792)

Alternate Names: JUAN CARLOS SALAS

The report summary provides an overview of the Investment Adviser Representative's professional background and conduct. The information contained in this report has been provided by the Investment Adviser Representative, investment adviser and/or securities firms, and/or securities regulators as part of the states' investment adviser registration and licensing process. The information contained in this report was last updated by the Investment Adviser Representative, a previous employing firm, or a securities regulator on 05/09/2017.

CURRENT EMPLOYERS

SERIESONE ASSET MANAGEMENT LLC
IARD# 174058
175 SW 7TH STREET
SUITE 1800
MIAMI, FL 33130
Registered with this firm since: 08/11/2015

QUALIFICATIONS

This Investment Adviser Representative is currently registered in 1 jurisdiction(s).

Is this Investment Adviser Representative currently suspended with any jurisdiction? No

Note: Not all jurisdictions require IAR registration or may have an exemption from registration.
Additional information including this individual's qualification examinations and professional designations is available in the Detailed Report.

REGISTRATION HISTORY

This Investment Adviser Representative was previously registered with the following Investment Adviser firms:

FIRM (IARD#) - LOCATION	REGISTRATION DATES
PORTFOLIO RESOURCES ADVISOR GROUP, INC. (IARD# 144601) - MIAMI, FL	08/11/2015 - 05/09/2017
BOLTON GLOBAL ASSET MANAGEMENT (IARD# 129376) - SHELTON, CT	09/10/2009 - 12/31/2014
WELLS FARGO ADVISORS, LLC (IARD# 19616) - NEW YORK, NY	04/29/2005 - 09/08/2009

For additional registration and employment history details as reported by the individual, refer to the Registration and Employment History section of the Detailed Report.

DISCLOSURE INFORMATION

Disclosure events include certain criminal charges and convictions, formal investigations and disciplinary actions initiated by regulators, customer disputes and arbitrations, and financial disclosures such as bankruptcies and unpaid judgments or liens.

Are there events disclosed about this Investment Adviser Representative? Yes

The following types of events are disclosed about this Investment Adviser Representative:

Type	Count
Customer Dispute	9

BROKER DEALER INFORMATION

This individual currently is registered as an investment adviser representative and previously was registered as a broker. For more information about this individual's record as a broker, visit FINRA's BrokerCheck website at: http://www.finra.org/brokercheck