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Investment Adviser Representative Summary

DANIEL WU (CRD# 2651056)
Alternate Names: DANIEL WUGI WU , WUGI WU

The report summary provides an overview of the Investment Adviser Representative's professional background and conduct. The information contained in this report has been provided by the Investment Adviser Representative, investment adviser and/or securities firms, and/or securities regulators as part of the states' investment adviser registration and licensing process. The information contained in this report was last updated by the Investment Adviser Representative, a previous employing firm, or a securities regulator on 03/15/2018.

CURRENT EMPLOYERS

GPS CAPITAL MANAGEMENT, LLC
IARD# 136330
111 Deerwood Road, Suite 338
San Ramon, CA  94583
Registered with this firm since: 09/12/2005

PAIR LENDING LLC
IARD# 281987
505 Mongomery Street, 10th Floor
San Francisco, CA  94116
Registered with this firm since: 01/15/2016

PG GLOBAL WEALTH MANAGEMENT, INC.
IARD# 158927
111 Deerwood Road, Suite 338
San Ramon, CA  94583
Registered with this firm since: 11/18/2016

PAIR CAPITAL WEALTH MANAGEMENT, LLC
IARD# 284683
1001 Bayhill Drive, 2nd Floor
San Bruno, CA  94116
Registered with this firm since: 02/08/2018


QUALIFICATIONS


This Investment Adviser Representative is currently registered in 3 jurisdiction(s).

Is this Investment Adviser Representative currently suspended with any jurisdiction? No

Note: Not all jurisdictions require IAR registration or may have an exemption from registration.
Additional information including this individual's qualification examinations and professional designations is available in the Detailed Report.

REGISTRATION HISTORY


This Investment Adviser Representative was previously registered with the following Investment Adviser firms:

FIRM (IARD#) - LOCATION REGISTRATION DATES
PAIR CAPITAL WEALTH MANAGEMENT, LLC (IARD# 284683) -  SAN BRUNO, CA
09/23/2016 - 12/31/2017
ONVEST LLC (IARD# 281910) -  SAN FRANCISCO, CA
07/08/2016 - 10/16/2017
For additional registration and employment history details as reported by the individual, refer to the Registration and Employment History section of the Detailed Report.

DISCLOSURE INFORMATION


Disclosure events include certain criminal charges and convictions, formal investigations and disciplinary actions initiated by regulators, customer disputes and arbitrations, and financial disclosures such as bankruptcies and unpaid judgments or liens.
Are there events disclosed about this Investment Adviser Representative? Yes
The following types of events are disclosed about this Investment Adviser Representative:

Type Count
Customer Dispute 3