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Investment Adviser Representative Summary

RONALD JOHN KRESEL (CRD# 2202293)
Alternate Names: RONALD J KRESEL

The report summary provides an overview of the Investment Adviser Representative's professional background and conduct. The information contained in this report has been provided by the Investment Adviser Representative, investment adviser and/or securities firms, and/or securities regulators as part of the states' investment adviser registration and licensing process. The information contained in this report was last updated by the Investment Adviser Representative, a previous employing firm, or a securities regulator on 04/18/2018.

CURRENT EMPLOYERS

FIRST ALLIED ADVISORY SERVICES, INC.
IARD# 137888
2215 E. CLAIREMONT AVE.,SUITE 1
EAU CLAIRE, WI  54701
Registered with this firm since: 03/01/2010

HERMENING ADVISORY SERVICES LLC
IARD# 134927
200 WASHINGTON STREET
SUITE 280
WAUSAU, WI  54403
Registered with this firm since: 03/12/2010

AMERIPRISE FINANCIAL SERVICES, INC.
IARD# 6363
2215 E Clairemont Ave
Eau Claire, WI  54701
Registered with this firm since: 04/18/2018


QUALIFICATIONS


This Investment Adviser Representative is currently registered in 1 jurisdiction(s).

Is this Investment Adviser Representative currently suspended with any jurisdiction? No

Note: Not all jurisdictions require IAR registration or may have an exemption from registration.
Additional information including this individual's qualification examinations and professional designations is available in the Detailed Report.

REGISTRATION HISTORY


This Investment Adviser Representative was previously registered with the following Investment Adviser firms:

FIRM (IARD#) - LOCATION REGISTRATION DATES
AXA ADVISORS, LLC (IARD# 6627) -  EAU CLAIRE, WI
10/04/1999 - 03/03/2010
MIDWEST PROFESSIONAL PLANNERS, LTD. (IARD# 112995) -  EAU CLAIRE, WI
01/30/2004 - 03/02/2010
For additional registration and employment history details as reported by the individual, refer to the Registration and Employment History section of the Detailed Report.

DISCLOSURE INFORMATION


Disclosure events include certain criminal charges and convictions, formal investigations and disciplinary actions initiated by regulators, customer disputes and arbitrations, and financial disclosures such as bankruptcies and unpaid judgments or liens.
Are there events disclosed about this Investment Adviser Representative? Yes
The following types of events are disclosed about this Investment Adviser Representative:

Type Count
Customer Dispute 2

BROKER DEALER INFORMATION


This individual is registered as a broker and an investment adviser representative. For more information about this individual's record as a broker, visit FINRA's BrokerCheck website at: http://www.finra.org/brokercheck