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Investment Adviser Representative Summary

RICHARD ANTHONY RODGERS (CRD# 1842302)

The report summary provides an overview of the Investment Adviser Representative's professional background and conduct. The information contained in this report has been provided by the Investment Adviser Representative, investment adviser and/or securities firms, and/or securities regulators as part of the states' investment adviser registration and licensing process. The information contained in this report was last updated by the Investment Adviser Representative, a previous employing firm, or a securities regulator on 05/22/2018.

CURRENT EMPLOYERS

INNOVEST PORTFOLIO SOLUTIONS LLC
IARD# 106110
4643 S. ULSTER ST.
SUITE 1040
DENVER, CO  80237
Registered with this firm since: 03/19/2014

STRATEGIES CAPITAL MANAGEMENT
IARD# 114035
1525 Raleigh Street
#200
Denver, CO  80204
Registered with this firm since: 05/23/2018

ADVISORY CONSULTING GROUP LLC
IARD# 142666
1525 Raleigh Street
#200
Denver, CO  80204
Registered with this firm since: 05/23/2018


QUALIFICATIONS


This Investment Adviser Representative is currently registered in 1 jurisdiction(s).

Is this Investment Adviser Representative currently suspended with any jurisdiction? No

Note: Not all jurisdictions require IAR registration or may have an exemption from registration.
Additional information including this individual's qualification examinations and professional designations is available in the Detailed Report.

REGISTRATION HISTORY


This Investment Adviser Representative was previously registered with the following Investment Adviser firms:

FIRM (IARD#) - LOCATION REGISTRATION DATES
INSIGHT EBC (IARD# 152970) -  DENVER, CO
02/01/2011 - 12/31/2013
For additional registration and employment history details as reported by the individual, refer to the Registration and Employment History section of the Detailed Report.

DISCLOSURE INFORMATION


Disclosure events include certain criminal charges and convictions, formal investigations and disciplinary actions initiated by regulators, customer disputes and arbitrations, and financial disclosures such as bankruptcies and unpaid judgments or liens.
Are there events disclosed about this Investment Adviser Representative? Yes
The following types of events are disclosed about this Investment Adviser Representative:

Type Count
Criminal 2