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Investment Adviser Representative Summary

RICHARD VANDERNOORD (CRD# 1678571)
Alternate Names: RICHARD VAN DER NOORD , RICK VANDERNOORD

The report summary provides an overview of the Investment Adviser Representative's professional background and conduct. The information contained in this report has been provided by the Investment Adviser Representative, investment adviser and/or securities firms, and/or securities regulators as part of the states' investment adviser registration and licensing process. The information contained in this report was last updated by the Investment Adviser Representative, a previous employing firm, or a securities regulator on 04/09/2014.

CURRENT EMPLOYERS

VAN DER NOORD FINANCIAL ADVISORS, INC.
IARD# 135556
THE VILLAGE AT THORNBLADE
420 THE PARKWAY, SUITE G2
GREER, SC  29650
Registered with this firm since: 09/07/2005

THF ADVISORS, LLC
IARD# 165997
3535 PELHAM ROAD
SUITE 101
GREENVILLE, SC  29615
Registered with this firm since: 02/25/2013


QUALIFICATIONS


This Investment Adviser Representative is currently registered in 3 jurisdiction(s).

Is this Investment Adviser Representative currently suspended with any jurisdiction? No

Note: Not all jurisdictions require IAR registration or may have an exemption from registration.
Additional information including this individual's qualification examinations and professional designations is available in the Detailed Report.

REGISTRATION HISTORY


This Investment Adviser Representative was previously registered with the following Investment Adviser firms:

FIRM (IARD#) - LOCATION REGISTRATION DATES
INVESTMENT ADVISORS (IARD# 15708) -  GREER, SC
04/15/2002 - 09/07/2005
For additional registration and employment history details as reported by the individual, refer to the Registration and Employment History section of the Detailed Report.

DISCLOSURE INFORMATION


Disclosure events include certain criminal charges and convictions, formal investigations and disciplinary actions initiated by regulators, customer disputes and arbitrations, and financial disclosures such as bankruptcies and unpaid judgments or liens.
Are there events disclosed about this Investment Adviser Representative? Yes
The following types of events are disclosed about this Investment Adviser Representative:

Type Count
Customer Dispute 1

BROKER DEALER INFORMATION


This individual currently is registered as an investment adviser representative and previously was registered as a broker. For more information about this individual's record as a broker, visit FINRA's BrokerCheck website at: http://www.finra.org/brokercheck