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Investment Adviser Representative Summary

CHARLES NORBERT ROTHER (CRD# 1159124)
Alternate Names: CHARLIE ROTHER , CHUCK ROTHER

The report summary provides an overview of the Investment Adviser Representative's professional background and conduct. The information contained in this report has been provided by the Investment Adviser Representative, investment adviser and/or securities firms, and/or securities regulators as part of the states' investment adviser registration and licensing process. The information contained in this report was last updated by the Investment Adviser Representative, a previous employing firm, or a securities regulator on 08/09/2017.

CURRENT EMPLOYERS

AMERICAN STRATEGIC CAPITAL
IARD# 138144
949 SOUTH COAST DRIVE
SUITE 280
COSTA MESA, CA  92626
Registered with this firm since: 10/06/2006

SECTOR LOGIC, LP
IARD# 143470
4281 KATELLA AVENUE
STE 105
LOS ALAMITOS, CA  90720
Registered with this firm since: 06/21/2007

VANGUARD CAPITAL
IARD# 285052
2030 Main Street 13th Floor Irvine
Irvine, CA  92614
Registered with this firm since: 08/09/2017


QUALIFICATIONS


This Investment Adviser Representative is currently registered in 2 jurisdiction(s).

Is this Investment Adviser Representative currently suspended with any jurisdiction? No

Note: Not all jurisdictions require IAR registration or may have an exemption from registration.
Additional information including this individual's qualification examinations and professional designations is available in the Detailed Report.

REGISTRATION HISTORY


This Investment Adviser Representative was previously registered with the following Investment Adviser firms:

No information reported.

For additional registration and employment history details as reported by the individual, refer to the Registration and Employment History section of the Detailed Report.

DISCLOSURE INFORMATION


Disclosure events include certain criminal charges and convictions, formal investigations and disciplinary actions initiated by regulators, customer disputes and arbitrations, and financial disclosures such as bankruptcies and unpaid judgments or liens.
Are there events disclosed about this Investment Adviser Representative? No