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Investment Adviser Representative Summary

DENNIS EUGENE PRIEST (CRD# 1089475)
Alternate Names: DENNIS PRIEST

The report summary provides an overview of the Investment Adviser Representative's professional background and conduct. The information contained in this report has been provided by the Investment Adviser Representative, investment adviser and/or securities firms, and/or securities regulators as part of the states' investment adviser registration and licensing process. The information contained in this report was last updated by the Investment Adviser Representative, a previous employing firm, or a securities regulator on 04/26/2018.

CURRENT EMPLOYERS

ROYAL ALLIANCE ASSOCIATES, INC.
IARD# 23131
138 SOUTH IMPERIAL HWY
ANAHEIM, CA  92807
Registered with this firm since: 07/11/2008

BENEFIT FUNDING RETIREMENT SERVICES, LLC
IARD# 147742
138 S. IMPERIAL HIGHWAY
ANAHEIM HILLS, CA  92807
Registered with this firm since: 01/18/2018


QUALIFICATIONS


This Investment Adviser Representative is currently registered in 8 jurisdiction(s).

Is this Investment Adviser Representative currently suspended with any jurisdiction? No

Note: Not all jurisdictions require IAR registration or may have an exemption from registration.
Additional information including this individual's qualification examinations and professional designations is available in the Detailed Report.

REGISTRATION HISTORY


This Investment Adviser Representative was previously registered with the following Investment Adviser firms:

FIRM (IARD#) - LOCATION REGISTRATION DATES
BENEFIT FUNDING RETIREMENT SERVICES, LLC (IARD# 147742) -  ANAHEIM HILLS, CA
10/21/2008 - 12/31/2017
FINANCIAL NETWORK INVESTMENT CORPORATION (IARD# 13572) -  IRVINE, CA
10/05/1998 - 07/02/2008
BENEFIT FUNDING SERVICES GROUP (IARD# 143617) -  IRVINE, CA
05/10/2007 - 03/20/2008
For additional registration and employment history details as reported by the individual, refer to the Registration and Employment History section of the Detailed Report.

DISCLOSURE INFORMATION


Disclosure events include certain criminal charges and convictions, formal investigations and disciplinary actions initiated by regulators, customer disputes and arbitrations, and financial disclosures such as bankruptcies and unpaid judgments or liens.
Are there events disclosed about this Investment Adviser Representative? No

BROKER DEALER INFORMATION


This individual is registered as a broker and an investment adviser representative. For more information about this individual's record as a broker, visit FINRA's BrokerCheck website at: http://www.finra.org/brokercheck