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STEVEN PAUL REZNIK
STEVEN PAUL REZNICK, STEVE REZNIK
CRD#: 1067199
IA
Previous Investment Adviser
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Previous Broker
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
Registration History
199520002005201020152020IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2018 (9 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)1991 - 2009 (18 years)
Disclosure(s)
View By:
2/24/2023
Customer Dispute
Settled
7/27/2022
Customer Dispute
Settled
12/30/2020
Customer Dispute
Settled
1/21/2020
Customer Dispute
Settled
10/30/2019
Customer Dispute
Settled
10/3/2019
Customer Dispute
Settled
9/25/2019
Customer Dispute
Settled
9/5/2019
Customer Dispute
Settled
7/9/2019
Customer Dispute
Settled
3/20/2019
Customer Dispute
Settled
3/19/2019
Customer Dispute
Settled
3/5/2019
Customer Dispute
Settled
1/15/2019
Customer Dispute
Settled
1/10/2019
Customer Dispute
Settled
12/14/2018
Customer Dispute
Settled
11/28/2018
Customer Dispute
Settled
10/3/2018
Customer Dispute
Settled
9/20/2018
Customer Dispute
Settled
9/10/2018
Customer Dispute
Settled
9/5/2018
Customer Dispute
Settled
8/20/2018
Customer Dispute
Settled
8/15/2018
Customer Dispute
Settled
8/13/2018
Customer Dispute
Settled
7/20/2018
Customer Dispute
Settled
5/5/2018
Customer Dispute
Settled
3/31/2018
Customer Dispute
Settled
6/5/2017
Customer Dispute
Settled
9/15/1998
Customer Dispute
Settled
Previous Registration(s)
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01/02/2009 - 07/30/2018 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) TALLAHASSEE, FL
IA
01/17/1991 - 10/13/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) TALLAHASSEE, FL
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.