NORTHWEST CAPITAL MANAGEMENT INC. (CRD# 108091)

WARNING: Complete this form truthfully. False statements or omissions may result in denial of your application, revocation of your registration, or criminal prosecution. You must keep this form updated by filing periodic amendments. See Form ADV General Instruction 4.
Item 1 Identifying Information
Responses to this Item tell us who you are, where you are doing business, and how we can contact you. If you are filing an umbrella registration, the information in Item 1 should be provided for the filing adviser only. General Instruction 5 provides information to assist you with filing an umbrella registration.
A.   Your full legal name (if you are a sole proprietor, your last, first, and middle names):
NORTHWEST CAPITAL MANAGEMENT INC
 
B. (1) Name under which you primarily conduct your advisory business, if different from Item 1.A.
NORTHWEST CAPITAL MANAGEMENT INC.

List on Section 1.B. of Schedule D any additional names under which you conduct your advisory business.

(2) If you are using this Form ADV to register more than one investment adviser under an umbrella registration, check this box Checkbox not checked

If you check this box, complete a Schedule R for each relying adviser.
 
C. If this filing is reporting a change in your legal name (Item 1.A.) or primary business name (Item 1.B.(1)), enter the new name and specify whether the name change is of
Checkbox not checked your legal name or Checkbox not checked your primary business name:
 
D. (1) If you are registered with the SEC as an investment adviser, your SEC file number: 801-56420
(2) If you report to the SEC as an exempt reporting adviser, your SEC file number:
(3) If you have one or more Central Index Key numbers assigned by the SEC ("CIK Numbers"), all of your CIK numbers:
No Information Filed
 
E. (1) If you have a number ("CRD Number") assigned by the FINRA's CRD system or by the IARD system, your CRD number: 108091

If your firm does not have a CRD number, skip this Item 1.E. Do not provide the CRD number of one of your officers, employees, or affiliates.
 
(2) If you have additional CRD Numbers, your additional CRD numbers:
No Information Filed
 
F. Principal Office and Place of Business
(1) Address (do not use a P.O. Box):
Number and Street 1:
13333 SW 68TH PKWY
Number and Street 2:
SUITE 230
City:
PORTLAND
State:

Oregon
Country:

United States
ZIP+4/Postal Code:
97223

If this address is a private residence, check this box: Checkbox not checked

List on Section 1.F. of Schedule D any office, other than your principal office and place of business, at which you conduct investment advisory business. If you are applying for registration, or are registered, with one or more state securities authorities, you must list all of your offices in the state or states to which you are applying for registration or with whom you are registered. If you are applying for SEC registration, if you are registered only with the SEC, or if you are reporting to the SEC as an exempt reporting adviser, list the largest twenty-five offices in terms of numbers of employees as of the end of your most recently completed fiscal year.

(2) Days of week that you normally conduct business at your principal office and place of business:
 Radio button selected, changedMonday - Friday  Radio button not selectedOther:
Normal business hours at this location:
8:30 AM TO 4:00 PM
(3) Telephone number at this location:
503-597-1616
(4) Facsimile number at this location, if any:
503-597-1605
(5) What is the total number of offices, other than your principal office and place of business, at which you conduct investment advisory business as of the end of your most recently completed fiscal year?
1
 
G. Mailing address, if different from your principal office and place of business address:
Number and Street 1:
Number and Street 2:
City:
State:
Country:
ZIP+4/Postal Code:

If this address is a private residence, check this box: Checkbox not checked
 
H. If you are a sole proprietor, state your full residence address, if different from your principal office and place of business address in Item 1.F.:
Number and Street 1:
Number and Street 2:
City:
State:
Country:
ZIP+4/Postal Code:
Yes No
I. Do you have one or more websites or accounts on publicly available social media platforms (including, but not limited to, Twitter, Facebook and LinkedIn)?  Radio button selected, changed   Radio button not selected

If "yes," list all firm website addresses and the address for each of the firm's accounts on publicly available social media platforms on Section 1.I. of Schedule D. If a website address serves as a portal through which to access other information you have published on the web, you may list the portal without listing addresses for all of the other information. You may need to list more than one portal address. Do not provide the addresses of websites or accounts on publicly available social media platforms where you do not control the content. Do not provide the individual electronic mail (e-mail) addresses of employees or the addresses of employee accounts on publicly available social media platforms.
 
J.Chief Compliance Officer 
(1) Provide the name and contact information of your Chief Compliance Officer. If you are an exempt reporting adviser, you must provide the contact information for your Chief Compliance Officer, if you have one. If not, you must complete Item 1.K. below.
Name:
Other titles, if any:
Telephone number:
Facsimile number, if any:
Number and Street 1:
Number and Street 2:
City:
State:
Country:
ZIP+4/Postal Code:

Electronic mail (e-mail) address, if Chief Compliance Officer has one:
 
(2) If your Chief Compliance Officer is compensated or employed by any person other than you, a related person or an investment company registered under the Investment Company Act of 1940 that you advise for providing chief compliance officer services to you, provide the person's name and IRS Employer Identification Number (if any):
Name:
IRS Employer Identification Number:
 
K. Additional Regulatory Contact Person: If a person other than the Chief Compliance Officer is authorized to receive information and respond to questions about this Form ADV, you may provide that information here.
Name:
Titles:
Telephone number:
Facsimile number, if any:
Number and Street 1:
Number and Street 2:
City:
State:
Country:
ZIP+4/Postal Code:

Electronic mail (e-mail) address, if contact person has one:
Yes No
L. Do you maintain some or all of the books and records you are required to keep under Section 204 of the Advisers Act, or similar state law, somewhere other than your principal office and place of business?
 Radio button not selected   Radio button selected, changed

If "yes," complete Section 1.L. of Schedule D.
Yes No
M. Are you registered with a foreign financial regulatory authority?  Radio button not selected   Radio button selected, changed

Answer "no" if you are not registered with a foreign financial regulatory authority, even if you have an affiliate that is registered with a foreign financial regulatory authority. If "yes," complete Section 1.M. of Schedule D.
Yes No
N. Are you a public reporting company under Sections 12 or 15(d) of the Securities Exchange Act of 1934?  Radio button not selected   Radio button selected, changed
Yes No
O. Did you have $1 billion or more in assets on the last day of your most recent fiscal year?
If yes, what is the approximate amount of your assets:
 Radio button not selected  Radio button selected, changed
 Radio button not selected  $1 billion to less than $10 billion
 Radio button not selected  $10 billion to less than $50 billion
 Radio button not selected $50 billion or more


For purposes of Item 1.O. only, "assets" refers to your total assets, rather than the assets you manage on behalf of clients. Determine your total assets using the total assets shown on the balance sheet for your most recent fiscal year end.
 
P. Provide your Legal Entity Identifier if you have one:


A legal entity identifier is a unique number that companies use to identify each other in the financial marketplace. You may not have a legal entity identifier.
 


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