BRYNWOOD PARTNERS (CRD# 158087)


Item 2 SEC Registration/Reporting
Responses to this Item help us (and you) determine whether you are eligible to register with the SEC. Complete this Item 2.A. only if you are applying for SEC registration or submitting an annual updating amendment to your SEC registration.
A.   To register (or remain registered) with the SEC, you must check at least one of the Items 2.A.(1) through 2.A.(12), below. If you are submitting an annual updating amendment to your SEC registration and you are no longer eligible to register with the SEC, check Item 2.A.(13). Part 1A Instruction 2 provides information to help you determine whether you may affirmatively respond to each of these items.
You (the adviser):
Checkbox checked, changed   (1) are a large advisory firm that either:
(a) has regulatory assets under management of $100 million (in U.S. dollars) or more, or
(b) has regulatory assets under management of $90 million (in U.S. dollars) or more at the time of filing its most recent annual updating amendment and is registered with the SEC;
Checkbox not checked (2) are a mid-sized advisory firm that has regulatory assets under management of $25 million (in U.S. dollars) or more but less than $100 million (in U.S. dollars) and you are either:
(a) not required to be registered as an adviser with the state securities authority of the state where you maintain your principal office and place of business, or
(b) not subject to examination by the state securities authority of the state where you maintain your principal office and place of business;
Click HERE for a list of states in which an investment adviser, if registered, would not be subject to examination by the state securities authority.
Checkbox not checked (3) have your principal office and place of business in Wyoming (which does not regulate advisers);
Checkbox not checked (4) have your principal office and place of business outside the United States;
Checkbox not checked (5) are an investment adviser (or sub-adviser) to an investment company registered under the Investment Company Act of 1940;
Checkbox not checked (6) are an investment adviser to a company which has elected to be a business development company pursuant to section 54 of the Investment Company Act of 1940 and has not withdrawn the election, and you have at least $25 million of regulatory assets under management;
Checkbox not checked (7) are a pension consultant with respect to assets of plans having an aggregate value of at least $200,000,000 that qualifies for the exemption in rule 203A-2(a);
Checkbox not checked (8) are a related adviser under rule 203A-2(b) that controls, is controlled by, or is under common control with, an investment adviser that is registered with the SEC, and your principal office and place of business is the same as the registered adviser;
If you check this box, complete Section 2.A.(8) of Schedule D.
Checkbox not checked (9) are a newly formed adviser relying on rule 203A-2(c) because you expect to be eligible for SEC registration within 120 days;
If you check this box, complete Section 2.A.(9) of Schedule D.
Checkbox not checked (10) are a multi-state adviser that is required to register in 15 or more states and is relying on rule 203A-2(d);
If you check this box, complete Section 2.A.(10) of Schedule D.
Checkbox not checked (11) are an Internet adviser relying on rule 203A-2(e);
Checkbox not checked (12) have received an SEC order exempting you from the prohibition against registration with the SEC;
If you check this box, complete Section 2.A.(12) of Schedule D.
Checkbox not checked (13) are no longer eligible to remain registered with the SEC.
 
State Securities Authority Notice Filings and State Reporting by Exempt Reporting Advisers
C.   Under state laws, SEC-registered advisers may be required to provide to state securities authorities a copy of the Form ADV and any amendments they file with the SEC. These are called notice filings. In addition, exempt reporting advisers may be required to provide state securities authorities with a copy of reports and any amendments they file with the SEC. If this is an initial application or report, check the box(es) next to the state(s) that you would like to receive notice of this and all subsequent filings or reports you submit to the SEC. If this is an amendment to direct your notice filings or reports to additional state(s), check the box(es) next to the state(s) that you would like to receive notice of this and all subsequent filings or reports you submit to the SEC. If this is an amendment to your registration to stop your notice filings or reports from going to state(s) that currently receive them, uncheck the box(es) next to those state(s).
 
Jurisdictions
Alabama Checkbox not checked AL
Alaska Checkbox not checked AK
Arizona Checkbox not checked AZ
Arkansas Checkbox not checked AR
California Checkbox not checked CA
Colorado Checkbox not checked CO
Connecticut Checkbox not checked CT
Delaware Checkbox not checked DE
District of Columbia Checkbox not checked DC
Florida Checkbox not checked FL
Georgia Checkbox not checked GA
Guam Checkbox not checked GU
Hawaii Checkbox not checked HI
Idaho Checkbox not checked ID
Illinois Checkbox not checked IL
Indiana Checkbox not checked IN
Iowa Checkbox not checked IA
Kansas Checkbox not checked KS
Kentucky Checkbox not checked KY
Louisiana Checkbox not checked LA
Maine Checkbox not checked ME
Maryland Checkbox not checked MD
Massachusetts Checkbox not checked MA
Michigan Checkbox not checked MI
Minnesota Checkbox not checked MN
Mississippi Checkbox not checked MS
Missouri Checkbox not checked MO
Montana Checkbox not checked MT
Nebraska Checkbox not checked NE
Nevada Checkbox not checked NV
New Hampshire Checkbox not checked NH
New Jersey Checkbox not checked NJ
New Mexico Checkbox not checked NM
New York Checkbox not checked NY
North Carolina Checkbox not checked NC
North Dakota Checkbox not checked ND
Ohio Checkbox not checked OH
Oklahoma Checkbox not checked OK
Oregon Checkbox not checked OR
Pennsylvania Checkbox not checked PA
Puerto Rico Checkbox not checked PR
Rhode Island Checkbox not checked RI
South Carolina Checkbox not checked SC
South Dakota Checkbox not checked SD
Tennessee Checkbox not checked TN
Texas Checkbox not checked TX
Utah Checkbox not checked UT
Vermont Checkbox not checked VT
Virgin Islands Checkbox not checked VI
Virginia Checkbox not checked VA
Washington Checkbox not checked WA
West Virginia Checkbox not checked WV
Wisconsin Checkbox not checked WI
 
If you are amending your registration to stop your notice filings or reports from going to a state that currently receives them and you do not want to pay that state's notice filing or report filing fee for the coming year, your amendment must be filed before the end of the year (December 31).