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Part 2

STERLING GLOBAL STRATEGIES, LLC (CRD# 172404 / SEC# 801-80635)

Part 2 Brochures

Exemption from brochure delivery requirements for SEC-registered advisers

SEC rules exempt SEC-registered advisers from delivering a firm brochure to some kinds of clients.  If these exemptions excuse you from delivering a brochure to all of your advisory clients, you do not have to prepare a brochure.
Yes
No
Are you exempt from delivering a brochure to all of your clients under these rules?
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Brochures

Note: These documents are available as Portable Document Format (PDF) files. If you do not have the Adobe Acrobat Reader to view PDF files, please click here to download.

Brochure Name Date Submitted Date Last Confirmed
FORM ADV PART 2A FIRM BROCHURE - PRIVATE CLIENT GROUP 07/19/2017
FORM ADV PART 2A FIRM BROCHURE - INSTITUTIONAL SERVICES 04/27/2017