Part 2

CWM, LLC (CRD# 155344 / SEC# 801-72037)

Part 2 Brochures

Exemption from brochure delivery requirements for SEC-registered advisers

SEC rules exempt SEC-registered advisers from delivering a firm brochure to some kinds of clients.  If these exemptions excuse you from delivering a brochure to all of your advisory clients, you do not have to prepare a brochure.
Are you exempt from delivering a brochure to all of your clients under these rules?
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Note: These documents are available as Portable Document Format (PDF) files. If you do not have the Adobe Acrobat Reader to view PDF files, please click here to download.

Brochure Name Date Submitted Date Last Confirmed
CWM, LLC ADV PART 2A 01/04/2018 03/31/2015
CWM ADV WRAP PROGRAM APPENDIX I 01/04/2018 03/31/2015