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Investment Adviser Firm Summary

SUMMIT TRAIL ADVISORS, LLC (CRD# 220519 / SEC# 801-99352)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/11/2015

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 06/11/2015
Connecticut 01/27/2017
Florida 01/27/2017
Georgia 01/27/2017
Illinois 07/24/2015
Maryland 07/24/2015
Massachusetts 09/08/2015
Michigan 01/27/2017
Minnesota 01/27/2017
Nevada 01/27/2017
New Hampshire 01/27/2017
New Jersey 02/23/2017
New York 06/11/2015
Ohio 01/27/2017
Pennsylvania 01/27/2017
South Carolina 01/27/2017
Texas 09/08/2015
Wisconsin 01/27/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser