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Investment Adviser Firm Summary

RFG ADVISORY GROUP, LLC (CRD# 158401 / SEC# 801-79153)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/06/2014
Alabama Terminated 02/27/2014
Florida Terminated 02/18/2014
Georgia Terminated 02/18/2014
Louisiana Terminated 02/28/2014
Texas Terminated 02/18/2014

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/06/2014
Arizona 02/27/2015
Arkansas 06/11/2015
California 02/27/2015
Colorado 02/27/2015
District of Columbia 02/24/2014
Florida 02/06/2014
Georgia 02/06/2014
Illinois 10/16/2014
Kansas 09/11/2015
Louisiana 02/06/2014
Minnesota 03/30/2016
Mississippi 09/21/2015
Missouri 08/01/2014
New York 06/03/2016
North Carolina 02/27/2015
Ohio 02/27/2015
Pennsylvania 02/27/2015
South Carolina 02/27/2015
Tennessee 10/13/2014
Texas 02/06/2014
Virginia 01/15/2016
Washington 08/16/2016
Wisconsin 09/11/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser