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Investment Adviser Firm Summary

INSTITUTE FOR WEALTH ADVISORS, INC. (CRD# 149347 / SEC# 801-69925)
Alternate Names: CHERRY ADVISORS , CHERRY INVESTMENT ADVISORS, LTD. , INSTITUTE FOR WEALTH ADVISORS, INC. , NAME 703

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/03/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/16/2009
California 09/16/2009
Colorado 11/02/2016
Connecticut 01/27/2017
Delaware 01/27/2017
District of Columbia 01/27/2017
Florida 09/17/2009
Georgia 09/16/2009
Idaho 03/09/2017
Illinois 04/14/2010
Indiana 09/16/2009
Louisiana 01/05/2015
Maryland 01/05/2015
Massachusetts 09/07/2017
Nevada 01/30/2017
New Jersey 02/16/2017
New York 01/27/2017
North Carolina 09/16/2009
Ohio 09/07/2017
Oklahoma 03/28/2016
Oregon 09/07/2017
Pennsylvania 03/09/2017
South Carolina 08/11/2016
Tennessee 09/17/2009
Texas 11/16/2009
Utah 06/22/2017
Virginia 09/16/2009
Washington 01/23/2017
Wisconsin 01/02/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser