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Investment Adviser Firm Summary

BETTERMENT LLC (CRD# 149117 / SEC# 801-70171)
Alternate Names: BETTERMENT , BETTERMENT ADIVSORS LLC , BETTERMENT LLC , BETTERMENT LLC (NEW LEGAL NAME)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/21/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/18/2011
Alaska 03/31/2011
Arizona 05/28/2010
Arkansas 02/18/2011
California 05/10/2010
Colorado 05/28/2010
Connecticut 08/17/2010
Delaware 07/14/2011
District of Columbia 06/02/2010
Florida 05/11/2010
Georgia 08/17/2010
Hawaii 02/18/2011
Idaho 02/18/2011
Illinois 05/28/2010
Indiana 05/28/2010
Iowa 06/03/2010
Kansas 02/18/2011
Kentucky 02/18/2011
Louisiana 02/18/2011
Maine 03/31/2011
Maryland 05/28/2010
Massachusetts 05/10/2010
Michigan 06/02/2010
Minnesota 10/04/2010
Mississippi 03/31/2011
Missouri 08/17/2010
Montana 10/04/2010
Nebraska 02/18/2011
Nevada 02/18/2011
New Hampshire 02/18/2011
New Jersey 06/29/2010
New Mexico 02/18/2011
New York 05/10/2010
North Carolina 05/28/2010
North Dakota 07/14/2011
Ohio 05/28/2010
Oklahoma 10/04/2010
Oregon 05/28/2010
Pennsylvania 05/10/2010
Puerto Rico 03/26/2015
Rhode Island 03/31/2011
South Carolina 02/18/2011
South Dakota 07/15/2011
Tennessee 02/18/2011
Texas 05/10/2010
Utah 06/02/2010
Vermont 03/31/2011
Virgin Islands 01/18/2018
Virginia 06/02/2010
Washington 06/02/2010
West Virginia 03/31/2011
Wisconsin 06/02/2010

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser