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Investment Adviser Firm Summary

ADVANTAGE INVESTMENT MANAGEMENT, LLC (CRD# 146236 / SEC# 801-69551)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/05/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/01/2010
Alaska 06/14/2010
Arizona 03/23/2009
Arkansas 03/16/2009
California 01/13/2009
Colorado 01/27/2009
Connecticut 04/06/2009
Delaware 08/26/2016
Florida 09/22/2008
Georgia 03/12/2009
Illinois 01/23/2009
Indiana 11/18/2008
Iowa 09/05/2008
Kansas 09/14/2009
Kentucky 11/18/2008
Louisiana 05/12/2015
Massachusetts 09/14/2009
Michigan 03/17/2009
Minnesota 07/24/2009
Mississippi 01/21/2009
Missouri 07/27/2010
Nebraska 01/27/2009
Nevada 06/29/2011
New Hampshire 05/26/2011
New Jersey 08/05/2009
New Mexico 06/17/2015
New York 01/21/2009
North Carolina 02/24/2011
Ohio 11/17/2008
Oregon 01/05/2010
Pennsylvania 01/05/2009
South Carolina 04/01/2010
Tennessee 01/22/2009
Texas 10/30/2008
Utah 01/22/2009
Virginia 07/10/2009
Washington 06/15/2010
Wisconsin 03/10/2009

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser