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Investment Adviser Firm Summary

COVESTOR LTD (CRD# 145694 / SEC# 801-69224)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/30/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 09/23/2013
California 02/11/2010
Colorado 08/05/2011
Connecticut 02/17/2012
Delaware 07/24/2013
District of Columbia 08/20/2014
Florida 02/12/2010
Georgia 03/09/2012
Hawaii 02/11/2010
Idaho 08/08/2016
Illinois 04/27/2011
Indiana 07/22/2014
Iowa 08/08/2016
Louisiana 03/30/2016
Maryland 04/26/2011
Massachusetts 02/11/2010
Michigan 11/08/2012
Minnesota 09/23/2013
Missouri 08/05/2011
Nevada 05/06/2014
New Hampshire 11/10/2010
New Jersey 12/13/2010
New Mexico 03/30/2016
New York 02/13/2009
North Carolina 07/24/2013
Ohio 04/30/2012
Oklahoma 12/10/2012
Pennsylvania 08/24/2010
South Dakota 03/26/2014
Tennessee 12/10/2012
Texas 09/24/2009
Utah 08/08/2016
Virginia 04/26/2011
Washington 08/05/2011
Wisconsin 08/08/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser