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Investment Adviser Firm Summary

NEA'S MEMBER BENEFITS CORPORATION (CRD# 138196 / SEC# 801-64989)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/10/2005

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/10/2005
Alaska 11/10/2005
Arizona 11/10/2005
Arkansas 12/14/2005
California 11/10/2005
Colorado 11/10/2005
Connecticut 11/10/2005
Delaware 12/15/2005
District of Columbia 11/10/2005
Florida 11/16/2005
Georgia 11/10/2005
Hawaii 11/10/2005
Idaho 11/10/2005
Illinois 11/22/2005
Indiana 11/10/2005
Iowa 12/15/2005
Kansas 11/10/2005
Kentucky 11/10/2005
Louisiana 11/10/2005
Maine 11/10/2005
Maryland 11/10/2005
Massachusetts 11/10/2005
Michigan 11/10/2005
Minnesota 11/10/2005
Mississippi 11/10/2005
Missouri 11/10/2005
Montana 11/10/2005
Nebraska 11/10/2005
Nevada 11/10/2005
New Hampshire 11/10/2005
New Jersey 02/01/2006
New Mexico 11/10/2005
New York 11/10/2005
North Carolina 11/10/2005
North Dakota 11/10/2005
Ohio 11/10/2005
Oklahoma 12/15/2005
Oregon 11/10/2005
Pennsylvania 11/10/2005
Rhode Island 11/10/2005
South Carolina 11/10/2005
South Dakota 12/15/2005
Tennessee 12/14/2005
Texas 11/10/2005
Utah 11/10/2005
Vermont 11/10/2005
Virginia 11/10/2005
Washington 11/10/2005
West Virginia 11/10/2005
Wisconsin 11/10/2005

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser