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Investment Adviser Firm Summary

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC (CRD# 116407 / SEC# 801-60749)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/21/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alaska 03/20/2015
Arizona 01/26/2002
Arkansas 02/27/2013
California 01/26/2002
Colorado 01/26/2002
Connecticut 11/04/2015
District of Columbia 07/25/2013
Florida 01/02/2002
Georgia 07/16/2004
Hawaii 03/20/2015
Idaho 02/27/2013
Illinois 04/02/2004
Indiana 02/27/2013
Iowa 04/05/2004
Kansas 07/25/2013
Louisiana 03/17/2009
Maine 03/24/2016
Maryland 03/20/2015
Massachusetts 02/27/2013
Michigan 03/17/2009
Minnesota 01/30/2002
Missouri 03/21/2012
Montana 03/20/2015
Nebraska 03/17/2009
Nevada 02/27/2013
New Hampshire 07/25/2013
New Jersey 11/15/2016
New Mexico 04/27/2006
New York 03/17/2009
North Carolina 04/27/2006
North Dakota 07/27/2007
Ohio 03/12/2010
Oklahoma 03/20/2015
Oregon 02/27/2013
Pennsylvania 03/17/2009
South Carolina 03/17/2009
South Dakota 01/28/2002
Tennessee 07/25/2013
Texas 11/30/2001
Utah 03/20/2015
Virginia 02/27/2013
Washington 03/17/2009
Wisconsin 12/21/2001

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser