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Investment Adviser Firm Summary

BOSTON FINANCIAL MANAGEMENT LLC (CRD# 112360 / SEC# 801-11178)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/23/1976

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 11/04/2016
California 09/10/2004
Colorado 11/04/2016
Connecticut 09/29/2014
Florida 09/13/2004
Georgia 05/05/2016
Louisiana 09/29/2014
Maine 10/01/2010
Maryland 10/01/2010
Massachusetts 04/14/1994
Minnesota 11/04/2016
New Hampshire 03/14/2001
New Jersey 11/29/2016
New York 09/10/2004
North Carolina 05/05/2016
Ohio 06/14/2017
Pennsylvania 05/05/2016
Rhode Island 01/06/2016
Texas 05/05/2016
Utah 06/14/2017
Vermont 09/28/2011
Virginia 01/06/2016
Washington 01/06/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser