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Investment Adviser Firm Summary

CAPITAL ASSET ADVISORY SERVICES, LLC (CRD# 110929 / SEC# 801-67082)
Alternate Names: 360 FINANCIAL GROUP , AB RESOURCES , ADVANCEMENT FINANCIAL SERVICES , ALLIANCE ADVISORS , ALLIANCE WEALTH MANAGEMENT , ALPHA ASSET ADVISORS , AUSTIN TAX , BLUEPRINT WEALTH MANAGEMENT, LLC , BRADY FINANCIAL PLANNING , CAPITAL ASSET ADVISORY SERVICES, LLC , CAPITAL WISE , CAPITOL INCOME CONSULTANTS , CARR CAPITAL, LLC , CG FINANCIAL SERVICES , CG FINANCIAL SERVICES OF CARO , CG FINANCIAL SERVICES OF NORTH CAROLINA , CHAMBERLAIN TAX ADVISORY GROUP , DFC INVESTMENT & RETIREMENT STRATEGIES , ENCORE ADVISORS , EVANGELISTA AND ASSOCIATES , FIRST FINANCIAL TAX GROUP , FORTIS WEALTH MANAGEMENT , GENERATIONS TAX & INSURANCE SERVICES, INC , GOTTO CAPITAL MANAGEMENT , IMBER TAX ADVISORY GROUP , INCOME PLANNING GROUP , JAY GREER & CO. , LAKE MINNETONKA FINANCIAL , LASTING LEGACY FINANCIAL , LEAVITT FINANCIAL GROUP , LEWIS TAX ADVISORY GROUP , LIBERTY ROAD FINANCIAL SERVICES , LUCAS ADAM FINANCIAL, LLC , MCBEATH TAX & FINANCIAL SERVICES , MCLEOD FINANCIAL GROUP , MICHAEL DONALDSON ASSET MANAGEMENT , MULCAHY FINANCIAL , NORTH SHORE ASSET MANAGEMENT & TAX ADVISORY GROUP , NORTHBROOK INVESTMENT MANAGEMENT , ONPOINT TAX & FINANCIAL SERVICES , PEACHTREE FINANCIAL GROUP , PLANNING BY DESIGN FINANCIAL , POTERACK CAPITAL ADVISORY , PRENDERGAST FINANCIAL SERVICES , PRESERVATION FINANCIAL MANAGEMENT , PRINCETON TAX ADVISORY GROUP , PROTECTIVE WEALTH CONCEPTS , PROUT FINANCIAL DESIGN , RECON INVESTMENTS STRATEGIES , REDFIELD FINANCIAL GROUP , RETIREMENT ADVIOSRS OF NE , RHL GROUP , ROSRIT FINANCIAL GROUP , SCARLET OAK FINANCIAL SERVICES , SMART FINANCIAL , STITES FINANCIAL , TENNESSEE VALLEY RETIREMENT SOLUTIONS , TOM TURNER FINANCIAL SERVICES , TOTAL FINANCIAL HEALTH , TRINITY ADVISORY GROUP , USA FINANCIAL & TAX SERVICES , USA TAX & INSURANCE SERVICES , VERUS WEALTH MANAGEMENT , VITAL WEALTH MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/10/2006
Michigan Failure to Renew 12/31/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/02/2013
Alaska 01/02/2013
Arizona 04/16/2010
Arkansas 06/25/2013
California 04/16/2010
Colorado 04/16/2010
Connecticut 12/05/2012
District of Columbia 01/02/2013
Florida 04/19/2010
Georgia 01/24/2012
Idaho 03/30/2018
Illinois 06/29/2010
Indiana 04/16/2010
Iowa 05/23/2012
Kansas 01/02/2013
Kentucky 01/24/2012
Louisiana 01/24/2012
Maine 01/02/2013
Maryland 01/24/2012
Massachusetts 09/14/2011
Michigan 06/18/2009
Minnesota 04/16/2010
Mississippi 03/30/2018
Missouri 04/16/2010
Nebraska 11/22/2016
Nevada 01/24/2012
New Hampshire 12/11/2012
New Jersey 05/24/2010
New Mexico 03/30/2018
New York 01/24/2012
North Carolina 04/16/2010
North Dakota 06/07/2012
Ohio 04/16/2010
Oklahoma 06/29/2017
Oregon 03/30/2018
Pennsylvania 01/24/2012
South Carolina 04/16/2010
Tennessee 01/24/2012
Texas 04/16/2010
Utah 01/02/2013
Virginia 04/16/2010
Washington 01/02/2013
Wisconsin 04/16/2010
Wyoming 09/05/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser