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Investment Adviser Firm Summary

INDEX FUND ADVISORS, INC. (CRD# 109143 / SEC# 801-57978)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/28/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 04/20/2006
Alaska 04/17/2009
Arizona 09/08/2003
Arkansas 01/15/2008
California 09/27/1999
Colorado 02/04/2003
Connecticut 07/19/2004
Delaware 03/27/2012
District of Columbia 03/27/2012
Florida 02/05/2003
Georgia 09/08/2003
Hawaii 01/15/2008
Idaho 12/02/2008
Illinois 01/29/2002
Indiana 01/19/2007
Iowa 03/27/2012
Kansas 01/15/2008
Kentucky 08/22/2006
Louisiana 08/30/2006
Maine 12/02/2008
Maryland 05/05/2004
Massachusetts 07/19/2004
Michigan 01/18/2002
Minnesota 01/30/2002
Mississippi 12/02/2008
Missouri 11/22/2005
Montana 12/02/2008
Nebraska 04/20/2006
Nevada 08/22/2006
New Hampshire 09/08/2003
New Jersey 06/08/2004
New Mexico 09/08/2003
New York 09/08/2003
North Carolina 08/22/2006
North Dakota 03/27/2012
Ohio 01/19/2007
Oklahoma 12/02/2008
Oregon 10/31/2003
Pennsylvania 07/19/2004
Puerto Rico 04/24/2007
Rhode Island 09/08/2003
South Carolina 06/26/2007
South Dakota 03/27/2012
Tennessee 05/06/2004
Texas 01/22/2002
Utah 04/20/2006
Vermont 09/08/2003
Virgin Islands 03/27/2012
Virginia 03/15/2001
Washington 01/18/2002
West Virginia 03/27/2012
Wisconsin 07/19/2004
Wyoming 09/21/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser