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Investment Adviser Firm Summary

CREDIT SUISSE SECURITIES (USA) LLC (CRD# 816 / SEC# 8-422, 801-56264)
Alternate Names: CREDIT SUISSE FIRST BOSTON , CREDIT SUISSE FIRST BOSTON CORPORATION , CREDIT SUISSE FIRST BOSTON LLC , CREDIT SUISSE SECURITIES , CREDIT SUISSE SECURITIES (USA) LLC , CS FIRST BOSTON CORPORATION

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/12/1999

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 12/12/2000
Alaska 05/08/2000
Arizona 04/21/2000
Arkansas 06/19/2000
California 02/04/2000
Connecticut 06/21/2000
Delaware 09/22/2003
District of Columbia 07/05/2000
Florida 07/22/1991
Georgia 06/21/2000
Hawaii 07/24/2000
Idaho 06/09/1994
Illinois 06/23/2000
Indiana 11/08/2000
Iowa 06/21/2000
Kansas 06/21/2000
Kentucky 06/21/2000
Louisiana 10/02/2001
Maine 01/30/2002
Maryland 01/23/1996
Michigan 04/04/2000
Minnesota 07/19/2000
Mississippi 06/23/2000
Missouri 02/17/2000
Montana 06/28/2000
Nebraska 06/23/2000
Nevada 01/03/2000
New Hampshire 02/02/2000
New Jersey 09/05/1992
New Mexico 02/07/2000
New York 01/31/1994
North Carolina 12/18/2000
North Dakota 06/23/2000
Ohio 06/29/2000
Oklahoma 07/06/2000
Oregon 04/25/2000
Pennsylvania 07/14/1932
Puerto Rico 06/26/2000
Rhode Island 01/01/1997
South Carolina 06/28/2000
South Dakota 06/23/2000
Tennessee 06/29/2000
Texas 01/01/1983
Utah 05/23/1994
Vermont 06/27/2000
Virgin Islands 03/31/2008
Virginia 08/14/1991
Washington 04/25/2000
West Virginia 02/04/2000
Wisconsin 04/23/2000

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser