at


Investment Adviser Firm Summary

ROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158 / SEC# 8-497, 801-7571)
Alternate Names: BAIRD , BAIRD ADVISORS , BAIRD EQUITY ASSET MANAGEMENT , BAIRD FAMILY WEALTH GROUP , BAIRD PRIVATE ASSET MANAGEMENT , BAIRD PRIVATE WEALTH MANAGEMENT , CHAUTAUQUA CAPITAL MANAGEMENT , ROBERT W. BAIRD & CO. INCORPORATED , THE DDK GROUP

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/14/1971

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/27/1992
Alaska 04/09/1992
Arizona 01/15/2016
Arkansas 05/18/1992
California 07/08/1997
Colorado 06/23/1999
Connecticut 07/15/1997
Delaware 03/10/1992
District of Columbia 12/31/1995
Florida 03/09/1982
Georgia 05/15/1992
Hawaii 05/08/1998
Idaho 05/06/1992
Illinois 10/28/1976
Indiana 02/06/2001
Iowa 01/01/1999
Kansas 12/22/1997
Kentucky 03/05/2002
Louisiana 10/16/2001
Maine 06/15/1992
Maryland 05/18/1992
Massachusetts 03/17/2004
Michigan 03/05/2002
Minnesota 08/08/1988
Mississippi 12/09/1998
Missouri 05/01/1978
Montana 12/23/1997
Nebraska 07/31/1997
Nevada 11/26/1990
New Hampshire 06/08/1992
New Jersey 06/28/1996
New Mexico 04/16/1992
New York 11/22/1991
North Carolina 01/25/2001
North Dakota 05/28/1992
Ohio 09/01/1999
Oklahoma 01/01/1998
Oregon 03/31/2010
Pennsylvania 03/08/2002
Puerto Rico 10/09/1992
Rhode Island 01/01/1993
South Carolina 11/12/1997
South Dakota 03/04/1992
Tennessee 08/04/1997
Texas 07/06/1983
Utah 04/22/1992
Vermont 01/19/1995
Virgin Islands 04/12/2005
Virginia 05/19/1988
Washington 06/23/1998
West Virginia 03/04/1992
Wisconsin 06/23/1988
Wyoming 07/03/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser