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Investment Adviser Firm Summary

INDEPENDENT FINANCIAL GROUP, LLC (CRD# 7717 / SEC# 8-22870, 801-62667)
Alternate Names: HAGERTY STEWART & ASSOCIATES LLC , HAGERTY, STEWART & ASSOCIATES, INC. , HAGERTY, STEWART AND ASSOCIATES, INC. , HAGERTY, VAN MOURICK & LOGAN , IFG FINANCIAL GROUP, LLC , INDEPENDENT FINANCIAL GROUP, INC , INDEPENDENT FINANCIAL GROUP, LLC

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/30/2004

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/30/2004
Alaska 01/04/2008
Arizona 01/30/2004
Arkansas 03/07/2012
California 06/16/2003
Colorado 03/12/2008
Connecticut 01/02/2008
Delaware 01/12/2009
District of Columbia 11/12/2009
Florida 06/30/2004
Georgia 09/29/2005
Hawaii 11/05/2009
Idaho 11/07/2006
Illinois 04/14/2008
Indiana 09/27/2004
Iowa 03/14/2011
Kansas 01/19/2010
Kentucky 10/05/2005
Louisiana 12/06/2010
Maine 03/07/2012
Maryland 04/02/2004
Massachusetts 05/19/2008
Michigan 11/03/2008
Minnesota 01/12/2008
Mississippi 12/06/2010
Missouri 01/19/2006
Montana 04/24/2007
Nebraska 07/12/2007
Nevada 01/02/2008
New Hampshire 03/07/2012
New Jersey 10/04/2005
New Mexico 10/29/2008
New York 11/01/2004
North Carolina 09/29/2005
North Dakota 03/03/2009
Ohio 08/06/2004
Oklahoma 02/07/2012
Oregon 07/09/2004
Pennsylvania 05/20/2008
Puerto Rico 07/16/2014
Rhode Island 08/09/2010
South Carolina 08/09/2010
South Dakota 11/17/2010
Tennessee 02/10/2009
Texas 09/29/2005
Utah 01/19/2006
Vermont 04/14/2010
Virginia 10/02/2007
Washington 02/10/2004
West Virginia 09/30/2010
Wisconsin 01/02/2008

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser