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Investment Adviser Firm Summary

ALLEGHENY INVESTMENTS, LTD. (CRD# 7597 / SEC# 8-22183, 801-57662)
Alternate Names: ALLEGHENY INVESTMENTS, LTD.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/02/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/29/2018
Arizona 03/29/2018
California 03/21/2014
Colorado 03/24/2016
Connecticut 03/21/2014
Delaware 03/27/2015
District of Columbia 03/31/2005
Florida 04/30/2002
Georgia 03/31/2005
Illinois 04/02/2018
Indiana 03/27/2015
Kentucky 03/29/2018
Maine 03/24/2016
Maryland 02/04/2002
Massachusetts 03/21/2014
Nevada 03/31/2017
New Hampshire 03/21/2014
New Jersey 04/07/2005
New Mexico 03/21/2014
New York 03/31/2017
North Carolina 11/27/2001
Ohio 03/31/2005
Pennsylvania 03/31/2005
South Carolina 11/27/2001
South Dakota 04/01/2005
Tennessee 03/31/2017
Texas 03/31/2017
Utah 03/21/2014
Virginia 03/31/2005
Washington 03/31/2017
West Virginia 10/15/2001

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser