at


Investment Adviser Firm Summary

FSC SECURITIES CORPORATION (CRD# 7461 / SEC# 8-21770, 801-42017)
Alternate Names: 3GENWEALTH , ADVANCED TRUSTEE STRATEGIES , AEGIS FINANCIAL GROUP, INC. , ARBEITER & BADIUK , ARCH WEALTH MANAGEMENT , BANYAN, ROCK, AND TALENT WEALTH STRATEGISTS , BESSELMAN WEALTH PLANNERS , BLISS FINANCIAL SERVICES , BOUNDARY ROCK FINANCIAL GROUP , BOYD INVESTMENT SERVICES , BROADVIEW FINANCIAL GROUP , CAPITAL ASSET MANAGEMENT , CAROLINA WEALTH STEWARDSHIP GROUP , CEBERT WEALTH MANAGEMENT , CENTERPOINTE ADVISERS , CHERRINGTON BROTSKY , CHERRINGTON BROTSKY CONSCIOUS CAPITAL , CITADEL FINANCIAL & RETIREMENT SOLUTIONS. LLC , COMPLO FINANCIAL SERVICES , CONSCIOUS CAPITAL , CONSCIOUS CAPITAL LLC , CONSUS WEALTH MANAGEMENT, LLC , CONTINUUM FINANCIAL GROUP , COOLEY WEALTH MANAGEMENT , CORNERSTONE WEALTH MANAGEMENT , CREATIVE PENSION PLANS, INC. , CRESTAR WEALTH MANAGEMENT , CROSBY, TREVINO & ASSOCIATES, LLC , CTM FINANCIAL GROUP, INC , DBW FINANCIAL SERVICES , DESTINY FINANCIAL GROUP , DIVERSIFIED FINANCIAL GROUP , DLUZAK & ASSOCIATES, INC. , EBERT ASSOCIATES , EFC WEALTH MANAGEMENT , FAIRWINDS WEALTH MANAGEMENT , FEDERAL EMPLOYEE BENEFITS , FINANCIAL INDEPENDENCE LLC , FINANCIAL INSIGHTS , FINANCIAL SOLUTIONS GROUP , FINANCIAL STRATEGIES GROUP , FINANCIAL SUCCESS STRATEGIES , FRAMEWORK FINANCIAL PLANNING , FREEDOM ONE ADVISOR GROUP , FSC SECURITIES CORPORATION , FUNKHOUSER SHAFFER FINANCIAL SERVICES , GMBP WEALTH MANAGEMENT , GOLDMAN & ASSOCIATES WEALTH MANAGEMENT , GOLDMAN HARRIS PRATT & ASSOCIATES WEALTH MANAGEMENT , GREGORY A CROSBY, CFP , GRYPHON INSTITUTE , GRYPHON WEALTH MANAGEMENT , HANZICH CONSULTING INC. , HELMSMAN FINANCIAL PARTNERS , HUSTAD WEALTH MANAGEMENT , IGRYPHON CAPITAL GROUP , INTEGRITY WEALTH ADVANTAGE , INVESTMENT CAPITAL ADVISORS , IRVING FAMILY RETIREMENT PLANNING , JAG FINANCIAL , JAMES R. K. HARDY & ASSOCIATES , JIL FINANCIAL SERVICES, LLC , KALYX CAPITAL MANAGEMENT , KIDDER FINANCIAL GROUP , KNIGHTSBRIDGE FINANCIAL , KRAMER WEALTH MANAGERS , LEGACY FINANCIAL SERVICES GROUP , LESHNAK WEALTH , LIANG CAPITAL ADVISORS , LONE STAR WEALTH MANAGEMENT , LOVELL WEALTH MANAGEMENT , LUKE FORD FINANCIAL , LUMEN FINANCIAL GROUP , MAGNOLIA CAPITAL PARTNERS , MCKELL FINANCIAL GROUP , MEFFORD WEALTH MANAGEMENT , MERRITT WEALTH STRATEGIES , MOUNTAIN CAPITAL , NETTUNO GROUP , NETTUNO WEALTH MANAGEMENT , NETTWORTH FINANCIAL GROUP , NORTHWEST GENERAL INSURANCE AND FINANCIAL SERVICES , NTUNE FINANCIAL GROUP , O'BRIEN PLANNING STRATEGIES , O'QUIN FIANNCIAL GROUP , ONLY RETIRMENT , OPTIMIZE CAPITAL MANAGEMENT , PAOLINI ADVISORS, LLC , PARK WEALTH ADVISORS , PATEL WEALTH STRATEGIES , PHRONETIC RETIREMENT ADVISORS , PORTER KICKHAM, INC. , PRICE FINANCIAL GROUP , RETIREMENT PLANNING & INVESTMENT SERVICES , RETIRESOURCE , RICHARD HOE INVESTMENTS, LLC , RIDGEGATE INVESTMENT MANAGEMENT , RIVERLINK ADVISORS, LLC , ROBSON PLANNING GROUP , ROCKPORT WEALTH MANAGEMENT , SCHMOLKE INVESTMENT TEAM , SEASONS FINANCIAL ADVISORS , SHARP FINANCIAL , SHARP FINANCIAL SERVICES , SHEA & MCMURDIE RETIREMENT , SHROM ASSOCIATES , SITZLER FINANCIAL SERVICES , SPIEGEL FINANCIAL , STONEBRIDGE FINANCIAL ADVISORS , SUMMIT ADVISORY GROUP , SUTTER FINANCIAL , TCP WEALTH MANAGMENT , TELOS FINANCIAL , THE DILWORTH FINANCIAL GROUP , THE INCOMPASS GROUP , THE KNOX GROUP , TOBLAR & ASSOCIATES , VENITT FINANCIAL PARTNERS, LLC , VICTORY WEALTH MANAGEMENT , WAGNER ADVISORY GROUP , WALL STREET WEALTH MANAGEMENT , WEALTH ANALYTICS RESOURCES , WEALTH MANAGEMENT ASSOCIATES , WEBB FINANCIAL GROUP , WILDER RUTHVEN ADVISORS , WILSON AND KLENOVICH FINANCIAL PLANNING , WU WEALTH MANAGEMENT , ZAPATA PRIVATE WEALTH GROUP

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/03/1992

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/05/2001
Alaska 03/10/2004
Arizona 03/10/2004
Arkansas 09/16/1992
California 07/08/1997
Colorado 01/01/1999
Connecticut 11/21/1997
Delaware 09/22/1992
District of Columbia 11/17/1999
Florida 09/25/1992
Georgia 01/02/1993
Hawaii 11/13/1992
Idaho 02/11/1993
Illinois 10/19/1992
Indiana 11/08/2000
Iowa 01/01/2000
Kansas 07/31/1997
Kentucky 03/23/1998
Louisiana 10/05/2001
Maine 09/25/1992
Maryland 10/02/1992
Massachusetts 12/06/1995
Michigan 11/25/1997
Minnesota 09/17/1998
Mississippi 08/17/1998
Missouri 08/19/1992
Montana 12/22/1997
Nebraska 02/03/1999
Nevada 09/21/1994
New Hampshire 02/01/1993
New Jersey 08/22/1983
New Mexico 09/24/1992
New York 08/12/1992
North Carolina 11/07/2000
North Dakota 10/01/1992
Ohio 04/11/2000
Oklahoma 01/01/1998
Oregon 10/20/2000
Pennsylvania 10/11/1977
Puerto Rico 03/27/2001
Rhode Island 02/11/1993
South Carolina 10/08/1992
South Dakota 09/10/1992
Tennessee 09/21/1998
Texas 04/30/1983
Utah 09/08/1992
Vermont 03/10/2004
Virgin Islands 03/31/2011
Virginia 02/11/2000
Washington 04/01/1993
West Virginia 09/18/1992
Wisconsin 02/18/1993
Wyoming 07/06/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser