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Investment Adviser Firm Summary

ARS INVESTMENT PARTNERS, LLC (CRD# 5845 / SEC# 8-16566, 801-7566)
Alternate Names: A. R. SCHMEIDLER & CO., INC. , ARS INVESTMENT PARTNERS, LLC

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/12/1971

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 05/18/1993
Connecticut 01/26/2001
Florida 01/02/1990
Hawaii 06/07/2010
Maine 06/07/2010
Massachusetts 03/25/2008
New Jersey 08/10/1971
New York 01/01/1974
Pennsylvania 02/01/2001
Texas 10/17/1994

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser