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Investment Adviser Firm Summary

INSIGHT SECURITIES, INC. (CRD# 5611 / SEC# 8-16247, 801-12999)
Alternate Names: DIAZ-BAZAN SECURITIES , G. A. HORWITZ & CO., INC. , HORWITZ & ASSOCIATES, INC. , HORWITZ PHILANTHROPIC ADVISORS , HORWITZ, SCHAKNER & ASSOCIATES, INC. , INSIGHT AMERICAS SECURITIES INC , INSIGHT SECURITIES, INC. , INSURANCE & FINANCIAL SERVICES OF SOUTH FLORIDA, INC. , INTERGLOBAL INVESTMENTS - DIVISION OF INSIGHT SECURITIES INC. , PASSERELLE ADVISORS , PRECISE SECURITIES - DIVISION OF HORWITZ & ASSOCIATES, INC. , PRECISE SECURITIES - DIVISION OF INSIGHT SECURITIES INC. , PRECISE SECURITIES - DIVISION OF INSIGHT SECURITIES, INC. , THE HELMSMAN GROUP, INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/25/1977

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/28/2004
Arizona 04/08/2005
California 07/08/1997
Colorado 04/08/2005
Connecticut 09/29/2008
District of Columbia 09/29/2008
Florida 04/11/2005
Georgia 09/29/2008
Illinois 06/14/1979
Indiana 09/29/2005
Iowa 10/01/2007
Kansas 06/05/2015
Louisiana 10/06/2010
Maine 04/08/2005
Maryland 04/08/2005
Massachusetts 10/08/2014
Michigan 01/13/2003
Minnesota 09/30/2013
Missouri 09/27/2007
New Jersey 04/25/2005
New Mexico 09/29/2005
New York 04/08/2005
North Carolina 03/30/2012
Ohio 09/27/2007
Oklahoma 09/30/2014
Pennsylvania 05/10/2002
Puerto Rico 11/30/2015
South Carolina 10/08/2014
South Dakota 08/24/2017
Texas 01/01/1992
Virginia 04/08/2005
Washington 09/27/2007
Wisconsin 09/27/2007

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser