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Investment Adviser Firm Summary

USAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475 / SEC# 8-41241, 801-34462)
Alternate Names: USAA INVESTMENT MANAGEMENT CO. , USAA INVESTMENT MANAGEMENT COMPANY , USAA INVESTMENTS

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/11/1989

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/06/2002
Alaska 05/03/2002
Arizona 06/28/2001
Arkansas 02/08/2002
California 03/05/2001
Colorado 11/20/2001
Connecticut 12/20/2001
Delaware 07/02/2003
District of Columbia 04/30/2002
Florida 05/12/2001
Georgia 06/13/2001
Hawaii 03/04/2002
Idaho 02/06/2002
Illinois 01/10/2002
Indiana 04/30/2002
Iowa 05/06/2002
Kansas 04/30/2002
Kentucky 04/01/2002
Louisiana 02/06/2002
Maine 03/04/2002
Maryland 01/28/2002
Massachusetts 04/30/2002
Michigan 02/06/2002
Minnesota 05/07/2002
Mississippi 02/06/2002
Missouri 02/06/2002
Montana 02/06/2002
Nebraska 04/30/2002
Nevada 01/09/2002
New Hampshire 02/06/2002
New Jersey 03/04/2002
New Mexico 05/15/2002
New York 01/28/2002
North Carolina 01/09/2002
North Dakota 04/30/2002
Ohio 03/05/2001
Oklahoma 06/25/2002
Oregon 04/01/2002
Pennsylvania 02/06/2002
Puerto Rico 02/24/2012
Rhode Island 04/30/2002
South Carolina 02/06/2002
South Dakota 04/30/2002
Tennessee 02/07/2002
Texas 11/17/1988
Utah 03/04/2002
Vermont 04/30/2002
Virgin Islands 04/19/2005
Virginia 06/13/2001
Washington 06/13/2001
West Virginia 05/06/2002
Wisconsin 04/01/2002
Wyoming 07/18/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser